"trade" nach Englisch mit Beispielen - Kollokationen-Wörterbuch Englisch
- Federal prosecutors say the conspiracy lasted from January 2002 to December 2003, but both complaints list improper trades only after June 2002.
- In one case, a portfolio manager was found to have created a false document to conceal improper personal trades, according to a former employee.
- That case identified two employees who profited by making improper trades in their own fund shares starting as early as 1998.
- The settlement is the largest to date in the wide-ranging fund investigations and the first to focus on the role of boards in permitting improper trades.
- The couple also argued that Mr. Weckbaugh made improper and excessive trades in their account without authorization from them.
- Federated Investors said it would pay $7.6 million to compensate shareholders for improper trades.
- The firm was also fined $300,000 and ordered to pay restitution of $300,000 to the funds affected by the improper trades.
- Instead of being disciplined, the Boston brokers were allowed to ignore trading restrictions and bypass other procedures to make improper trades.
- While executives at Putnam uncovered the improper trades in 2000, the fund managers were not punished and continued in their jobs managing client money.
- Shouldn't this kid be on World of Warcraft or something, instead of supporting the improper trade in exotic animals?
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