"broker" nach Englisch mit Beispielen - Kollokationen-Wörterbuch Englisch
- Another suggestion was to extend so-called suitability rules - those requiring brokers to make sure that investments are appropriate for their customers - to include day traders and online investors.
- The judges let stand an appeals court ruling that blocked the state of Massachusetts from requiring brokers to make arbitration optional in disputes with investors.
- The report urges Congress to take several actions to stem the abuse of the penny stock market, primarily by requiring brokers to disclose more information to customers.
- True, the I.R.S. does require brokers and others to report on Form 1099 the total withholding, said Ken Hubenak, an agency spokesman.
- One problem was state laws requiring brokers to deliver certificates to investors.
- One involves discounts for on-line trading, which is generally cheaper than transactions requiring human brokers.
- Federal and state securities laws require brokers, investment advisers, and their firms to be licensed or registered, and to make important information public.
- The proposal would also require brokers who post investors' orders on an electronic communications network, or E.C.N., to do the due diligence.
- The S.E.C., however, takes quite seriously violations of its rules requiring brokers to make sure companies have adequate financial information before making a market in their stocks.
- This requires "brokers" to sell products from competing insurers.
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