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Pension funds' trading in securities is of course much larger than these net figures suggest.
The rule was designed to ease trading in securities between sophisticated institutions, but it also has other uses.
Most trading in securities, however, takes place in the secondary market, where investors buy from each other, regulated by the 1934 Act.
They brought the system of organized exchange trading in securities, mostly bills and currencies, to Poland.
Some thrift units have engaged in speculative trading in securities.
In 1873 a new, more liberal, stock exchange act was passed, separating the trade in securities and commodities.
In publicly traded companies the value of shares can be determined from trading in securities markets.
The misappropriation theory extended liability to those who used such information from one company to trade in securities of another company.
Those trusts also traded in securities of companies controlled by the Wyly brothers.
Brisk trade in securities and manufactured goods helped the city bounce back from a second-quarter contraction.
Those units offer a variety of investment services, including trading in securities, Eurobonds and futures.
Specifically, the memo said, four of the investigations involve personal trading in securities of companies covered by the analysts.
Trading in securities may become uncontrolled in case of dematerialized securities.
Mr. Breeden's foremost interest, these officials say, is likely to be the international trading in securities, often referred to as globalization.
Prohibiting insider trading in securities.
These organizations are typically heavily regulated by the government and may or may not be be separate from the exchanges where trading in securities occurs.
In illegal insider trading, Wall Street or corporate executives, for example, trade in securities based on confidential information, such as word of a pending takeover.
According to the article, the firm grew rapidly on the strength of its willingness to trade in securities that Wall Street bond houses preferred to avoid.
The legal framework for the trading in securities was first codified by the Polish Sejm in 1775.
It was subsequently renamed the Amsterdam Bourse and was the first to formally begin trading in securities.
This explains which dealings in money, trading in securities and associated financial services are exempt and which are standard-rated.
Soon afterwards official trading in securities began, when the Landsbanki Securities Exchange opened just before Christmas 1942.
The term open market is used generally to refer to a situation close to free trade and in a more specific technical sense to interbank trade in securities.
In this period, the activities on the Montenegro Stock Exchange were running very low (due to the failure to meet the legal requirements for trade in securities).
For example, U.S. tax law provides that trading in securities for the taxpayer's own account will not constitute a U.S. trade or business.